6 May 2009

Sublime Intoxication. Nietzsche, The Birth of Tragedy, 1


by Corry Shores
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Friedrich Nietzsche

The Birth of Tragedy

1


Art continuously evolves. It does so on account of the Apollinian-Dionysian duality. By evoking these deities, we will better characterize two sorts of art:
a) the plastic Apollinian arts, and
b) the nonvisual art of music inspired by Dionysus.
These two different tendencies run parallel to each other, for the most part openly at variance; and they continually incite each other to new and more powerful births, which perpetuate an antagonism, only superficially reconciled by the common term "art"; till eventually, by a metaphysical miracle of the Hellenic "will," they appear coupled with each other, and through this coupling ultimately generate an equally Dionysian and Apollinian form of art — Attic tragedy. (33c, Kaufmann translation in Basic Writings.)
Nietzsche elaborates. We associate the Apollinian with dream, and the Dionysian with intoxication.

The gods appear to poets in dream. Good poets and plastic artists produce dream-like illusions.
Here we enjoy an immediate apprehension of form, all shapes speak to us directly, nothing seems indifferent or redundant. (Nietzsche Channel)
Even though these dreams are vivid, they still seem like illusions.

Consider how many philosophers believe that our everyday reality is an illusion that hides another more basic reality. Both the artist and the philosopher consider what they see an illusory vision. They enjoy what they observe. And they interpret life by means of these illusory images.
He experiences not only the agreeable and friendly images with that universal understanding: but also the serious, the gloomy, the sad, the dark aspects of life, the sudden inhibitions, the teasing of chance, the fearful expectations, in short the whole "divine comedy" of life, including the Inferno, passes before him, not only as a game of shadows — since he participates in the life and suffering of these scenes — yet also not without that fleeting sense of their status as appearance. (NC, emphasis mine)

Our innermost being delights in dream. And we think it necessary. The Greeks expressed dream's necessity in Apollo. He is the god of all "plastic powers." And he is the soothsaying god.
He who is etymologically the "lucent" one, the god of light, reigns also over the fair illusion of our inner world of fantasy. (NC)
Dreams and images seem perfect in comparison to our waking reality. We also know how restorative sleep and dreaming are. The plastic arts are analogous.

But Apollo may never leave the illusory world. And there can be a storm of confusion around us, but we can maintain our sense of individual selfhood. Such illusions remain untouched. Through his "gestures and eyes all the joy and wisdom of 'illusion,' together with its beauty, speak to us." (Kaufmann 36a)

But we also sometimes lose our faith in the cognitive form of things. We feel terror when we have sublime experiences that lead us to believe that there is no cause for something. Somehow, the principle of sufficient reason seems suspended. But at this moment we lose our sense of individual self-hood. And this causes us blissful ecstasy. This is the Dionysian.

There are two ways these Dionysian sentiments awaken.
1) we get drunk, or
2) spring arrives.
So stirred, the individual forgets himself completely. (NC)
Such singing and dancing impulses are found much later throughout Christian history. Some people think it is unhealthy to partake in such drunken revelous dancing.
But of course such poor wretches have no idea how corpselike and ghostly their so-called "healthy-mindedness" looks when the glowing life of the Dionysian revelers roars past them. (Kaufmann 37a)
In Dionysian ecstasy, man is united with fellow man and with nature herself.
If one were to convert Beethoven's "Hymn to Joy" into a painting, and refuse to curb the imagination when that multitude prostrates itself reverently in the dust, one might form some apprehension of Dionysian ritual. Now the slave emerges as a freeman; all the rigid, hostile walls which either necessity or despotism has erected between men are shattered. Now that the gospel of universal harmony is sounded, each individual becomes not only reconciled to his fellow but actually at one with him.
Man now expresses himself through song and dance as the member of a higher community; he has forgotten how to walk, how to speak, and is on the brink of taking wing as he dances.
Each of his gestures betokens enchantment; through him sounds a supernatural power, the same power which makes the animals speak and the earth render up milk and honey. (NC)
In these states, we feel like gods. For, all the cosmos' creative power concentrates within us.
No longer the artist, he has himself become a work of art: the productive power of the whole universe is now manifest in his transport, to the glorious satisfaction of the primordial One. (NC)

From the Nietzsche Channel translation:

The Birth of Tragedy

**** Kaufmann, following the precedent of Crane Brinton's Nietzsche (1965), George A. Morgan, Jr.'s What Nietzsche Means(1941) and the English version of Oswald Spengler's The Decline of the West (1926-28), translates "Apollinisch" as "Apollinian"—rather than "Apollonian." Accordingly, here, Golffing's "Apollonian" has been changed to "Apollinian." ****

1

Much will have been gained for aesthetics once we have succeeded in apprehending directly—rather than merely ascertaining—that art owes its continuous evolution to theApollinian- Dionysian duality, even as the propagation of the species depends on the duality of the sexes, their constant conflicts and periodic acts of reconciliation. I have borrowed my adjectives from the Greeks, who developed their mystical doctrines of art through plausible embodiments, not through purely conceptual means. It is by those two art sponsoring deities, Apollo and Dionysus, that we are made to recognize the tremendous split, as regards both origins and objectives, between the plastic, Apollinian arts and the nonvisual art of music inspired by Dionysus. The two creative tendencies developed alongside one another, usually in fierce opposition, each by its taunts forcing the other to more energetic production, both perpetuating in a discordant concord that agon which the term art but feebly denominates: until at last, by the thaumaturgy of an Hellenic act of will, the pair accepted the yoke of marriage and, in this condition, begot Attic tragedy, which exhibits the salient features of both parents.

To reach a closer understanding of both these tendencies, let us begin by viewing them as the separate art realms of dream and intoxication, two physiological phenomena standing toward one another in much the same relationship as the Apollinian and Dionysian. It was in a dream, according to Lucretius [De Rerum Natura (On the Nature of Things), v. 1169–82], that the marvelous gods and goddesses first presented themselves to the minds of men. That great sculptor, Phidias, beheld in a dream the entrancing bodies of more than human beings, and likewise, if anyone had asked the Greek poets about the mystery of poetic creation, they too would have referred him to dreams and instructed him much as Hans Sachs instructs us in Die Meistersinger [III. ii]:

The poet's task is this, my friend,
to read his dreams and comprehend.
The truest human fancy seems
to be revealed to us in dreams:
all poems and versification
are but true dreams' interpretation.

The fair illusion of the dream sphere, in the production of which every man proves himself an accomplished artist, is a precondition not only of all plastic art, but even, as we shall see presently, of a wide range of poetry. Here we enjoy an immediate apprehension of form, all shapes speak to us directly, nothing seems indifferent or redundant. Despite the high intensity with which these dream realities exist for us, we still have a residual sensation that they are illusions; at least such has been my experience— and the frequency, not to say normality, of the experience is borne out in many passages of the poets. Men of philosophical disposition are known for their constant premonition that our everyday reality, too, is an illusion, hiding another, totally different kind of reality. It was Schopenhauer who considered the ability to view at certain times all men and things as mere phantoms or dream images to be the true mark of philosophic talent [The World as Will and Representation, I.1, 5]. The person who is responsive to the stimuli of art behaves toward the reality of dream much the way the philosopher behaves toward the reality of existence: he observes exactly and enjoys his observations, for it is by these images that he interprets life, by these processes that he rehearses it. He experiences not only the agreeable and friendly images with that universal understanding: but also the serious, the gloomy, the sad, the dark aspects of life, the sudden inhibitions, the teasing of chance, the fearful expectations, in short the whole "divine comedy" of life, including the Inferno, passes before him, not only as a game of shadows—since he participates in the life and suffering of these scenes—yet also not without that fleeting sense of their status as appearance; and I imagine that many persons have reassured themselves amidst the perils of dream by calling out, "It is a dream! I want it to go on." I have even heard of people spinning out the causality of one and the same dream over three or more successive nights. All these facts clearly bear witness that our innermost being, the common substratum of humanity, experiences dreams with deep delight and a sense of real necessity. This deep and happy sense of the necessity of dream experiences was expressed by the Greeks in the image of Apollo. Apollo is at once the god of all plastic powers and the soothsaying god. He who is etymologically the "lucent" one, the god of light, reigns also over the fair illusion of our inner world of fantasy. The perfection of these conditions in contrast to our imperfectly understood waking reality, as well as our profound awareness of nature's healing powers during the interval of sleep and dream, furnishes a symbolic analogue to the soothsaying faculty and quite generally to the arts, which make life possible and worth living. But the image of Apollo must incorporate that thin line which the dream image may not cross, under penalty of becoming pathological, of imposing itself on us as crass reality: a discreet limitation, a freedom from all extravagant urges, the sapient tranquillity of the plastic god. His eye must be sunlike, in keeping with his origin. Even at those moments when he is angry and ill-tempered there lies upon him the consecration of fair illusion. In an eccentric way one might say of Apollo what Schopenhauer says, in the first part of The World as Will and Representation [I:1, 3], of man caught in the veil of Maya: "Even as on an immense, raging sea, assailed by huge wave crests, a man sits in a little rowboat trusting his frail craft, so, amidst the furious torments of this world, the individual sits tranquilly, supported by the principium individuationis [principle of individuation] and relying on it." [The World as Will and Representation, I:4, 63] One might say that the unshakable confidence in that principiumhas received its most magnificent expression in Apollo, and that Apollo himself may be regarded as the marvelous divine image of the principium individuationis, whose looks and gestures radiate the full delight, wisdom, and beauty of "illusion."

In the same context Schopenhauer has described for us the tremendous awe which seizes man when he suddenly begins to doubt the cognitive modes of experience, in other words, when in a given instance the law of causation seems to suspend itself. If we add to this awe the glorious transport which arises in man, even from the very depths of nature, at the shattering of the principium individuationis, then we are in a position to apprehend the essence of Dionysian rapture, whose closest analogy is furnished by physical intoxication. Dionysian stirrings arise either through the influence of those narcotic potions of which all primitive races speak in their hymns, or through the powerful approach of spring, which penetrates with joy the whole frame of nature. So stirred, the individual forgets himself completely. It is the same Dionysian power which in medieval Germany drove ever increasing crowds of people singing and dancing from place to place; we recognize in these St. John's and St. Vitus' dancers the Bacchic choruses of the Greeks, who had their precursors in Asia Minor and as far back as Babylon and the orgiastic Sacaea. There are people who, either from lack of experience or out of sheer stupidity, turn away from such phenomena, and, strong in the sense of their own sanity, label them either mockingly or pityingly "endemic diseases." These benighted souls have no idea how cadaverous and ghostly their "sanity" appears as the intense throng of Dionysian revelers sweeps past them.

Not only does the bond between man and man come to be forged once more by the magic of the Dionysian rite, but nature itself, long alienated or subjugated, rises again to celebrate the reconciliation with her prodigal son, man. The earth offers its gifts voluntarily, and the savage beasts of mountain and desert approach in peace. The chariot of Dionysus is bedecked with flowers and garlands; panthers and tigers stride beneath his yoke. If one were to convert Beethoven's "Hymn to Joy" into a painting, and refuse to curb the imagination when that multitude prostrates itself reverently in the dust, one might form some apprehension of Dionysian ritual. Now the slave emerges as a freeman; all the rigid, hostile walls which either necessity or despotism has erected between men are shattered. Now that the gospel of universal harmony is sounded, each individual becomes not only reconciled to his fellow but actually at one with him—as though the veil of Maya had been torn apart and there remained only shreds floating before the vision of mystical Oneness. Man now expresses himself through song and dance as the member of a higher community; he has forgotten how to walk, how to speak, and is on the brink of taking wing as he dances. Each of his gestures betokens enchantment; through him sounds a supernatural power, the same power which makes the animals speak and the earth render up milk and honey. He feels himself to be godlike and strides with the same elation and ecstasy as the gods he has seen in his dreams. No longer the artist, he has himself become a work of art: the productive power of the whole universe is now manifest in his transport, to the glorious satisfaction of the primordial One. The finest clay, the most precious marble—man—is here kneaded and hewn, and the chisel blows of the Dionysian world artist are accompanied by the cry of the Eleusinian mystagogues: "Do you fall on your knees, multitudes, do you divine your creator?" [Quote from Schiller's "Ode to Joy"]



Nietzsche, Friedrich. The Birth of Tragedy. in Basic Writings of Nietzsche. Transl. & Ed. Walter Kaufmann. New York: The Modern Library, 1966.

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