Showing posts with label time consciousness. Show all posts
Showing posts with label time consciousness. Show all posts

31 Dec 2018

van Stigt (1.3.1) “Brouwer’s Intuitionist Programme” part 1.3.1, “Mathematical Existence and Truth”, summary

 

by Corry Shores

 

[Search Blog Here. Index-tags are found on the bottom of the left column.]

 

[Central Entry Directory]

[Mathematics, Calculus, Geometry, Entry Directory]

[Logic and Semantics, entry directory]

[Walter P. van Stigt, entry directory]

[Stigt, “Brouwer’s Intuitionist Programme,” entry directory]

 

[The following is summary. I am not a mathematician, so please consult the original text instead of trusting my summarizations. Bracketed comments are my own. Proofreading is incomplete, so please forgive my mistakes.]

 

 

 

 

Summary of

 

Walter P. van Stigt

 

“Brouwer’s Intuitionist Programme”

 

in

 

From Brouwer to Hilbert:

The Debate on the Foundations of Mathematics in the 1920’s

 

Part I.

L.E.J. Brouwer

 

Ch1.:

“Brouwer’s Intuitionist Programme”

 

1.3

“The Nature of Pure Mathematics”

 

[1.3.1]

“Mathematical Existence and Truth”

 

 

 

 

 

Brief summary:

(1.3.1.1) Mathematical existence means “having been constructed” and “remaining alive in the mind or memory” (8). Thus “The whole of the Subject’s constructive thought-activity, past and present, constitutes mathematical reality and mathematical truth: ‘Truth is only in reality, i.e. in the present and past experiences of consciousness’ ” (8). For Brouwer, we should identify mathematical entities “with the whole of their constructive pedigree, whether they be single concepts, such as, for example, an ordinal number, or more complex, such as a mathematical theorem, which combines various constructions” (8). (1.3.1.2) A (mathematical) construction consists of a sequence of constructive steps. Past, completed constructions would thus be finite sequences. But certain infinite values can have mathematical existence when an algorithm or law by which the number is uniquely determined can completely construct them. In such cases, the free power of the subject allows for the infinite values to be generated indefinitely. We see this sort of procedure for example in the intuition of the continuum, which is not for Brouwer a set of existing points but is rather “abstracted from the time interval, the mathematical ‘between’ that is never exhausted by division into subintervals” (8).

 

 

 

 

 

Contents

 

1.3.1.1

[Mathematical Existence as Construction]

 

1.3.1.2

[Mathematical Constructions of Infinity]

 

 

 

 

 

 

Summary

 

1.3.1.1

[Mathematical Existence as Construction]

 

[Mathematical existence means “having been constructed” and “remaining alive in the mind or memory” (8). Thus “The whole of the Subject’s constructive thought-activity, past and present, constitutes mathematical reality and mathematical truth: ‘Truth is only in reality, i.e. in the present and past experiences of consciousness’ ” (8). For Brouwer, we should identify mathematical entities “with the whole of their constructive pedigree, whether they be single concepts, such as, for example, an ordinal number, or more complex, such as a mathematical theorem, which combines various constructions” (8).]

 

[ditto]

Mathematical existence then in its strictest sense is “having been constructed” and remaining alive in the mind or memory. The whole of the Subject’s constructive thought-activity, past and present, constitutes mathematical reality and mathematical truth: “Truth is only in reality, i.e. in the present and past experiences of consciousness” (B1948C, p. 1243). Mathematical entities are identified with the whole of their constructive pedigree, whether they be single concepts, such as, for example, an ordinal number, or more complex, such as a mathematical theorem, which combines various constructions.

(8)

[contents]

 

 

 

 

 

 

1.3.1.2

[Mathematical Constructions of Infinity]

 

[A (mathematical) construction consists of a sequence of constructive steps. Past, completed constructions would thus be finite sequences. But certain infinite values can have mathematical existence when an algorithm or law by which the number is uniquely determined can completely construct them. In such cases, the free power of the subject allows for the infinite values to be generated indefinitely. We see this sort of procedure for example in the intuition of the continuum, which is not for Brouwer a set of existing points but is rather “abstracted from the time interval, the mathematical ‘between’ that is never exhausted by division into subintervals” (8).]

 

[ditto]

Past, completed constructions consist of sequences of constructive steps and as such are finite. Mathematical existence can be claimed for “the infinite” within an interpretation that is based on completed constructions and the freedom of the Subject to proceed. In the case of a denumerably infinite sequence such as “the fundamental sequence” of ordinal numbers, the completed construction is the algorithm or “law” by which each element of the sequence is uniquely determined. The “free” power of the live Subject to proceed ensures that the elements be generated “in­definitely.” The essential active role of the Subject in constructing his procedure for determining elements and in the continued generation of these elements allows the possibility of extending the traditional notion of infinite sequence. Brouwer took this step in 1917, when he introduced the “free-choice sequence” and his new set concept as the procedure for generating “points on the continuum” (see further Section 1.5). The established concept of the continuum as a set, the totality of existing points, was rejected outright in The Foundations (B1907) and “On Possible Powers” (B1908 A). The Brouwer notion of the continuum-as-a-whole, “the Intuitive Continuum,” is a primitive concept generated in the Primordial Intuition of time. It is abstracted from the time interval, the mathematical “between” that is never exhausted by division into subintervals.

(8)

[contents]

 

 

 

 

 

 

 

 

From:

 

Stigt, Walter P. van. (1989). “Brouwer’s Intuitionist Programme” In: From Brouwer to Hilbert: The Debate on the Foundations of Mathematics in the 1920’s, edited by Paolo Mancosu. Oxford: Oxford University.

 

 

 

 

van Stigt (1.3.0) “Brouwer’s Intuitionist Programme” part 1.3.0, “[Introductory material to] The Nature of Pure Mathematics,” summary

 

by Corry Shores

 

[Search Blog Here. Index-tags are found on the bottom of the left column.]

 

[Central Entry Directory]

[Mathematics, Calculus, Geometry, Entry Directory]

[Logic and Semantics, entry directory]

[Walter P. van Stigt, entry directory]

[Stigt, “Brouwer’s Intuitionist Programme,” entry directory]

 

[The following is summary. I am not a mathematician, so please consult the original text instead of trusting my summarizations. Bracketed comments are my own. Proofreading is incomplete, so please forgive my mistakes.]

 

 

 

 

Summary of

 

Walter P. van Stigt

 

“Brouwer’s Intuitionist Programme”

 

in

 

From Brouwer to Hilbert:

The Debate on the Foundations of Mathematics in the 1920’s

 

Part I.

L.E.J. Brouwer

 

Ch1.:

“Brouwer’s Intuitionist Programme”

 

1.3

“The Nature of Pure Mathematics”

 

[1.3.0]

[Introductory material]

 

 

 

 

 

 

Brief summary:

(1.3.0.1) We previously noted (see section 1.2.2.4 and 1.2.2.5) the mathematical nature of causality (for causality is a mental construction resulting from calculating outcomes) and the Primordial Intuition of Time (by which we ascertain Two-ity and thus numerical multiplicity). These are the “central theses of Brouwer’s analysis of science and language” (7). Early on Brouwer takes these two theses as being closely related, and his notion of mathematics is also at this time “somewhat tainted by its association with ‘causal’ or ‘cunning acting’ ” (7). Later Brouwer comes to give pure mathematics “an independent and redeeming role” (7). Part of this line of thinking is Brouwer’s notion of the “Liberation of the Mind,” which, in the mathematical context, “refers to the elimination of all exterior, phenomenal elements and causal influences from the creative mathematical act. It allows the Primordial Intuition as an abstraction of pure time awareness, eliminating also the content of sensations, to be a pure and a priori basis of mathematics and its defining act” (7). The Primordial Intuition of Time {1} is “necessary and sufficient for the creation of two-ity,” {2} it “holds the continuum as ‘its inseparable complement’,” and {3} “contains the fundamental elements and tools from which and with which the whole of mathematics is to be constructed” (7). In fact, “mathematics is identified with the whole of the constructive thought-process on and with the elements of the Primordial Intuition alone. Brouwer’s preferred term is ‘building’ (Dutch: bouwen) rather than ‘construction,’ a building upwards from the ground, a time-bound process, beginning at some moment in the past, existing in the present, and having an open future ahead” (7).

 

 

 

 

 

Contents

 

1.3.0.1

[The Primordial Intuition of Time as Constructive of Mathematics]

 

 

 

 

 

Summary

 

1.3.0.1

[The Primordial Intuition of Time as Constructive of Mathematics]

 

[We previously noted (see section 1.2.2.4 and 1.2.2.5) the mathematical nature of causality (for causality is a mental construction resulting from calculating outcomes) and the Primordial Intuition of Time (by which we ascertain Two-ity and thus numerical multiplicity). These are the “central theses of Brouwer’s analysis of science and language” (7). Early on Brouwer takes these two theses as being closely related, and his notion of mathematics is also at this time “somewhat tainted by its association with ‘causal’ or ‘cunning acting’ ” (7). Later Brouwer comes to give pure mathematics “an independent and redeeming role” (7). Part of this line of thinking is Brouwer’s notion of the “Liberation of the Mind,” which, in the mathematical context, “refers to the elimination of all exterior, phenomenal elements and causal influences from the creative mathematical act. It allows the Primordial Intuition as an abstraction of pure time awareness, eliminating also the content of sensations, to be a pure and a priori basis of mathematics and its defining act” (7). The Primordial Intuition of Time {1} is “necessary and sufficient for the creation of two-ity,” {2} it “holds the continuum as ‘its inseparable complement’,” and {3} “contains the fundamental elements and tools from which and with which the whole of mathematics is to be constructed” (7). In fact, “mathematics is identified with the whole of the constructive thought-process on and with the elements of the Primordial Intuition alone. Brouwer’s preferred term is ‘building’ (Dutch: bouwen) rather than ‘construction,’ a building upwards from the ground, a time-bound process, beginning at some moment in the past, existing in the present, and having an open future ahead” (7).]

 

[ditto]

The mathematical nature of causality and the Primordial Intuition of Time as the fundamental creative act of mathematics are the central theses of Brouwer’s analsis of science and language. In Chapter 2 of The Foundations of Mathematics they are treated as closely related, and the “mathematical” appears somewhat tainted by its association with “causal” or “cunning acting.” There are, however, signs that as early as 1907 Brouwer had established an independent and redeeming role for pure mathematics. His Foundations ends with a summary that starts: “Mathematics is a free creation, independent of experience; it develops from one single a priori Primordial Intuition ...” (B1907, p. 179). In the original plan of the thesis, moreover, there is an additional chapter entitled “The Philosophical Significance of Mathematics,” in his Preparatory Notes referred to as “Mathematics and the Liberation of Mind.” The “Liberation of Mind” is a favorite theme of Life, Art and Mysticism. In the mathematical context it refers to the elimination of all exterior, phenomenal elements and causal influences from the creative mathematical act. It allows the Primordial Intuition as an abstraction of pure time awareness, eliminating also the content of sensations, to be a pure and a priori basis of mathematics and its defining act. The Primordial Intuition is not only necessary and sufficient for the creation of two-ity; it also holds the continuum as “its inseparable complement” and contains the fundamental elements and tools from which and with which the whole of mathematics is to be constructed. Indeed, mathematics is identified with the whole of the constructive thought-process on and with the elements of the Primordial Intuition alone. Brouwer’s preferred term is “building” (Dutch: bouwen) rather than “construction,” a building upwards from the ground, a time-bound process, beginning at some moment in the past, existing in the present, and having an open future ahead. Indeed, mathematics is the life of what Brouwer calls “the Subject,” “the Creating Subject,” or the “Idealized Mathematician.” Its characteristics are determined by the time-bound and individual nature of mind as the sole creator and seat of mathematical thought and by the limits of Intuition.

(7)

[contents]

 

 

 

 

 

 

 

From:

 

Stigt, Walter P. van. (1989). “Brouwer’s Intuitionist Programme” In: From Brouwer to Hilbert: The Debate on the Foundations of Mathematics in the 1920’s, edited by Paolo Mancosu. Oxford: Oxford University.

 

 

 

 

22 Aug 2016

Iser (5.2.1) The Act of Reading, ‘[The open structure of the intentional sentence correlates]’, summary

 

by Corry Shores

 

[Search Blog Here. Index tabs are found at the bottom of the left column.]

 

[Central Entry Directory]

[Literature, Drama, and Poetry, Entry Directory]

[Literary Criticism, Entry Directory]

[Wolfgang Iser, Entry Directory]

[Iser, Act of Reading, entry directory]

 

 

 

 

Summary of

 

Wolfgang Iser

 

The Act of Reading:

A Theory of Aesthetic Response

 

 

Part III.

The Phenomenology of Reading:

The Processing of the Literary Text

 

 

Chapter 5:

Grasping a Text

 

5.2

The Wandering Viewpoint

 

5.2.1 [up to the first subdivision]

‘[The open structure of the intentional sentence correlates]’

 

 

 

Brief summary:

When we read a literary text, our eyes pass over its series of sentence clauses. Each clause tells us something about the literary work’s world and its unfolding. The way this happens is that when we read the sentence, our phenomenal, “intentional” consciousness constitutes that part of the world that the sentence describes. It performs this constituting act by means of interpretation, imagination, and inference. So, each sentence in the text is correlated with a part of the story world – which is constituted in our intentional consciousness – that the sentence is describing. Thus this phenomenalized part of the literary work’s world (which corresponds to some particular sentence evoking it in our phenomenal awareness) is called the “intentional sentence correlate.” Intentional sentence correlates, as parts of our phenomenal awareness, bear the tripartite structure of temporalized consciousness that holds for all acts of conscious awareness, namely, {1} a present intentional part directed at the currently given intentional sentence correlate (that is,  the presently described situation in the story world), {2} a protentional part that expects certain things (more or less concretely) about the future, and {3} a retentional part that keeps what was previously intended and protended in the background of our current awareness. The second two parts serve as connecting structures that allow the reader to find coherence among the fragmented intentional sentence correlates that call for connection but do not explicitly provide it. Normally in a literary text, not every new sentence fulfills the protentional expectations of the prior sentences. Rather, there is often a defiance of expectations (which means that there is a tension between the retentional part of the correlate, which retains the prior expectation, and the current intentional part, which contains something in defiance to that retained protentional expectation). The overall process of reading a literary work, on account of these twists and turns in the story development, is a “wandering viewpoint,” because the way the reader configures the story world is continually under variation, as it navigates through the swings in the story’s progress.

 

 

 

Summary

 

Iser notes that “the whole text can never be perceived at any one time” (Iser 108). Rather, “the text can only be imagined by way of different consecutive phases of reading” (109). This is different than how objects are given to us, since they are all given more in their wholeness [even though it might take time to explore all their aspects], and also, “We always stand outside the given object, whereas we are situated inside the literary text” (109). [So when we view an object, our viewpoint largely remains from a particular outside perspective on the object. (Of course however we do move around the object and perhaps look inside it and so on. I am not sure how this differs from the experience of a literary text except perhaps that we do this exploration to a much greater degree with literary texts and also the constitution of the literary text involves much more irregularity and dramatic modification. Iser also notes that we explore the literary work from inside it rather than from outside it. One exception to this distinction could possibly be things like puzzle boxes, where their constitution is something obtained through an active participation with it and where its constitution unfolds gradually and through a series of unexpected discoveries.)]

The relation between text and reader is therefore quite different from that between object and observer: instead of a subject-object relationship, there is a moving viewpoint which travels along inside that which it has to apprehend. This mode of grasping an object is unique to literature.

(109)

 

Iser then notes a complication with understanding texts as objects. The text does not simply denote objects in the empirical world. Rather, literary texts remove objects from this context, which invites us to reconsider them and perhaps even develop new judgments of them. “Instead of finding out whether the text gives an accurate or inaccurate description of the object, he [the reader] has to build up the object for himself – often in a manner running counter to the familiar world evoked by the text” (109, bracketed insertion mine).

 

Iser now refers to this moving viewpoint as the “reader’s wandering viewpoint” (109). We apprehend the object in phases, and it is always incomplete. [So we look at the text sentence by sentence. None of them is final (except perhaps the last, but even that last is not final in the sense that we might continue to reconsider the whole text upon further reflection and additional rereadings). This means that we must constantly synthesize each part with the prior and following parts. Because this is an act of consciousness, the synthesizing activity brings the text into the reader’s consciousness.] “The incompleteness of each manifestation necessitates syntheses, which in turn bring about the transfer of the text to the reader’s consciousness. The synthetizing [sic?] process, however, is not sporadic – it continues throughout every phase of the journey of the wandering viewpoint” (109).

 

Iser will examine this synthesizing activity in greater detail. He has us consider the “span of the text which can be encompassed during each phase of reading and from which we anticipate the next phrase,” and this has been called the “eye-voice span” (109-110). [Iser will then use the notion of ‘intentional sentence correlates’. The idea seems to be that when we read a sentence in a literary text, correlated to it in our phenomenal awareness is the part of that literary work’s world. All these partial determinations of the literary work’s world (that is, all these intentional sentence correlates) form connections (on the basis of the reader’s interpretative and imaginative interacting with the correlates) to constitute the entire world of the literary work.]

It may help us to understand the nature of this synthetizing [sic?] activity if we examine in detail one paradigmatic moment in the process of reading. We shall, for the present, restrict our analysis to the sentence perspective of the text, and here we may turn for support to the empirical findings of psycholinguistics. What is known as the “eye-voice span,”when applied to the literary text will designate that span of the text which can be encompassed during each phase of reading and from which we anticipate the next phase: “. . . decoding proceeds in ‘chunks’ rather than in units of single words, and . . . these ‘chunks’ correspond to the syntactic units of a sentence.”6 The syntactic units of sentences are residual ‘chunks’ for perception within the literary text, although here they cannot be identified merely as perceptual objects, because the denotation of a given object is not the prime function of such sentences. The main interest here lies in the sentence correlate, for the world of the literary object is built up by these intentional correlates.

Sentences join in diverse ways to form semantic units of a higher order which exhibit quite varied structures; from these structures arise such entities as a story, a novel, a conversation, a drama, a scientific theory. By the same token, finite verbs constitute not only states of affairs which correspond to the individual sentences, but also whole systems of very diverse types of states of affairs, such as concrete situations, complex processes involving several objects, conflicts and agreements among them, etc. Finally, a whole world is created with variously determined elements and the changes taking place in them, all as the purely intentional correlate of a sentence complex. If this sentence complex finally constitutes a literary work, then I call the whole stock of interconnected intentional sentence correlates the ‘portrayed world’ of the work.7

 

How is one to describe the connections between these correlates — especially as they do not have that degree of determinacy pertaining to a declarative sentence? When Ingarden speaks of intentional sentence correlates, the statement and information are already qualified in a certain sense, because each sentence can achieve its end only by aiming at something beyond itself. As this is true of all the sentences in a literary text, the correlates constantly intersect, giving rise ultimately to the semantic fulfillment at which they had aimed. The fulfillment, however, takes place not in the text, but in the reader, who must ‘activate’ the interplay of the correlates prestructured by the sequence of sentences. The sentence themselves, as statements and assertions, serve to point the way toward what is to come, and this in turn is prestructured by the actual content of the sentences. In brief, the sentences set in motion a process which will lead to the formation of the aesthetic object as a correlative in the mind of the reader.

[Footnote 5 on p.109 (quoting):

5 See I.M. Schlesinger, Sentence Structure and the Reading Process (The Hague, 1968), pp.27ff. The similarity between and indeed congruence of the “eye-voice span” and the span of short-term memory has been demonstrated with psycholinguistic experiments by Frank Smith, Understanding Reading A Psycholinguistic Analysis of Reading and Learning to Read (New York, 1971), pp. 196–200. His book also contains important observations on the part played by the “eye-voice span” in “identification of meaning”.

Footnotes 6 and 7 on p.110 (quoting):

6 Schlesinger, Sentence Structure, p. 42; see also Ronald Wardhaugh, Reading: A Linguistic Perspective (New York, 1969), p. 54.

7 Roman Ingarden, The Cognition of the Literary Work of Art, transl. by Ruth Ann Crowley and Kenneth R. Olson (Evanston, 1973), p. 31.]

 

 

Iser then notes Husserl’s notion of protention [the temporalized mode of intentional consciousness that is directed toward the future and by which we have expectations of what will later enter our present awareness]. Since all intentional correlates are structured with protentional expectation, this means that none of them will entirely fulfill our expectations [including even the final sentence correlate, which also will keep the literary text’s world open to further development, even if that development does not unfold by means of the text itself.]

The semantic pointers of individual sentences always imply an expectation of some kind – Husserl calls these expectations “protentions.” As this structure is inherent in all intentional sentence correlates, it follows that their interplay will lead not so much to the fulfillment of expectations as to their continual modification.

(111)

Iser locates the wandering viewpoint in this temporalized structure of intentional consciousness.

Now herein lies a basic structure of the wandering viewpoint. The reader’s position in the text is at the point of intersection between retention and protension [sic?]. Each individual sentence correlate prefigures a particular horizon, but this is immediately transformed into the background for the next correlate and must therefore necessarily be modified. Since each sentence correlate aims at things to come, the prefigured horizon will offer a view which — however concrete it may be — must contain indeterminacies, and so arouse expectations as to the manner in which these are to be resolved.

(111)

So, because each correlate has an open protentional horizon generating expectations that are either fulfilled or not, and also because even with every fulfillment there are indeterminacies that still call for further fulfillment, the reader’s viewpoint is always in a state of flux. Another consequence of this is that if the described object confirms expectations, that means “the range of possible semantic horizons will be correspondingly narrowed” (111). Normally writers use this pattern (of expectation fulfillment) for describing objects in the literary work’s world, because in these cases, “their concern is to narrow the range in order to bring out the individuality of that object” (111). But normally literary texts are formulated so that it is like a series of defied expectations [and perhaps we might think of it as a series of more or less drastic plot twists, with many being very subtle and others drastically defying expectations and causing significant retroactive revision of the reader’s configuration of the story world. (A notable film that is structured on the basis of these drastic sorts of turns is the original Total Recall. Kafka novels also seem to have a constantly reconfiguring story world.)] “In most literary texts, however, the sequence of sentences is so structured that the correlates serve to modify and even frustrate the expectations they have aroused. In so doing, they automatically have a retroactive effect on what has already been read, which now appears quite different” (111). [I am not sure, but I think the next point is the following. As we acquire new information about the story world, the prior information recedes into the background of our retentional consciousness. For, the new information takes precedence, as it is adding something that now seems most important to consider. However, since each new piece of information calls for us to reconsider something in the past, it also calls up from our retentional awareness something that we were only marginally attending to in the background.]

Furthermore, what has been read shrinks in the memory to a foreshortened background, but it is being constantly evoked in a new context and so modified by new correlates that instigate a restructuring of past syntheses. This does not mean that the past returns in full to the present, for then memory and perception would become indistinguishable, but it does mean that memory undergoes a transformation. That which is remembered becomes open to new connections, and these in turn influence the expectations aroused by the individual correlates in the sequence of sentences.

(111)

 

 

So as we can see, each new sentence we read can both revise what we have read and modify what we expect to transpire next: “throughout the reading process there is a continual interplay between modified expectations and transformed memories” (111). Iser then notes that the text does not tell the reader how to perform these modifications. It does not tell us specifically exactly what to expect nor how to connect our memories in the proper way to account for the present circumstances. Iser then describes the basic structural features of the intentional sentence correlates. It has two temporally connecting parts of its structure. One part is hollow, and it is the protentional expectation that is related to the forthcoming correlates, in that it “looks forward to the next correlate”. The other structural linking part of the intentional sentence correlate is the retrospective section, “which answers the expectations of the preceding sentence (now part of the remembered background)” (112). [This point about the retrospective section is a bit complicated. Let us take for example the Aesop fable of the fox and grapes. We first learn that the fox is thirsty and sees grapes somewhat high up on the vine. The sentence correlate to this is what comes into our mind as we form the story world in our imagination on the basis of that sentence. We might picture the fox standing underneath the grapes, looking longingly at them. Since this is the first sentence, the retrospective part is perhaps not as obvious. But we would also presume, by means of inference, that the fox was somewhere else walking toward the grapes and suddenly noticed them. We would also presume that in the past the fox had not had anything to drink. The important part in this first correlate is our expectation that the fox will see the grapes as an opportunity to solve its problem of thirst, and perhaps try to get the grapes. That is the protentional expectation section of the intentional correlate. Then we read the next sentence(s). It tells us that the fox tries over and over to get the grapes, and then quits. So here, the retentional part “which answers the expectations of the preceding sentence (now part of the remembered background)” is the part of it that recalls how the fox was thirsty and had the motivation for his current actions. Our expectations, which began vague, are now fulfilled by current correlate, which is thus continuous with these prior expectations. Let us for convenience lump into this correlate his quitting. We might now sense some uncertainty about what will happen next. Will the fox devise some clever trick to get the grapes? Will the fox accept defeat? Since the fox was thirsty at the beginning, and there is no indication yet of him being clever, we might just assume he will leave thinking that he failed. However, the final sentence tells us that he concludes regarding the grapes, “They looked sour anyway”. This implies that he never wanted them. It would be an example of our expectations being defied. How does that defiance of our expectations occur with regard to this structure? It is a conflict between our retained protention and current intention. Or more precisely, it is a tension within our current intentional sentence correlate between its retrospective section (which retains the prior protentional expectation of him regretting not getting the grapes) and its intentional section (which conflicts with that prior protentional expectation, now found in the retrospective section. So, instead of regretting his failure, he instead thinks it was not a loss anyway). We might also note in this example how even the final sentence leaves a lot open in this story world. Will the fox later realize it was being dishonest with itself? Did we misinterpret the beginning where it said he was thirsty? Did the fox actually learn by jumping and getting a better view and smell of the grapes that they really were sour? The final sentence of a story, by necessity of its structure, leaves parts of the story world open. Some endings, however, leave a lot more open and encourage further rereadings to explore all the interpretative possibilities. And perhaps that openness or ambiguity of the ending is itself something significant, as for example it captures an important way that things often work in life.]

It is clear, then, that throughout the reading process there is a continual interplay between modified expectations and transformed memories. However, the text itself does not formulate expectations or their modification; nor does it specify how the connectability of memories is to be implemented. This is the province of the reader himself, and so we have a first insight into how the synthetizing [sic?] activity of the | reader enables the text to be translated and transferred to his own mind. This process of translation also shows up the basic hermeneutic structure of reading. Each sentence correlate contains what one might call a hollow section, which looks forward to the next correlate, and a retrospective-section, which answers the expectations of the preceding sentence (now part of the remembered background). Thus every moment of reading is a dialectic of pretension and retention, conveying a future horizon yet to be occupied, along with a past (and continually fading) horizon already filled; the wandering viewpoint carves its passage through both at the same time and leaves them to merge together in its wake. There is no escaping this process, for — as has already been pointed out — the text cannot at any one moment be grasped as a whole. But what may at first sight have seemed like a disadvantage, in comparison with our normal modes of perception, may now be seen to offer distinct advantages, in so far as it permits a process through which the aesthetic object is constantly being structured and restructured. As there is no definite frame of reference to regulate this process, successful communication must ultimately depend on the reader’s creative activity.

(111-112)

 

Iser will “now take a closer look at the basic structures that regulate this process” (112). Iser’s first observation is that “on the level of the sentences themselves, it is clear that their sequence does not by any means bring about a smooth interaction of protention and retention” (112). Iser then quotes Ingarden on this issue, where Ingarden observes that often times the next sentence flows continuously from the prior one. But in some cases there is a gap that the reader must overcome somehow.

Once we are transposed into the flow of thinking the sentence, we are prepared after having completed the thought of one sentence, to think its “continuation” in the form of another sentence, specifically, a sentence which has a connection with the first sentence. In this way the process of reading a text advances effortlessly. But when it happens that the second sentence has no perceptible connection whatever with the first, the flow of thought is checked. A more or less vivid surprise or vexation is associated with the resulting hiatus. The block must be overcome if we are to renew the flow of our reading.9

(Iser 112, the above is entirely Iser quoting Ingarden)

[Footnote 9 on p. 112 (quoting except for curly brackets):

9 {Roman} Ingarden, {The} Cognition {of the Literary Work of Art, transl. by Ruth Ann Crowley and Kenneth R. Olson (Evanston, 1973),} p. 34.]

Ingarden thinks that there should not be such gaps and frustrated expectations. Iser assess this as a result of his classical notion of an art work “as polyphonic harmony” (Iser 112). However, “in literary texts, not only is the sequence full of surprising twists and turns, but indeed we expect it to be so – even to the extent that if there is a continuous flow, we will look for an ulterior motive. There is no need for us now to go into Ingarden’s reasons for demanding a ‘flow of sentence thinking’; what concerns us here is the fact that there is such a hiatus, and that is has a | very important function” (112-113). The important structure here is this gap or hiatus that “enables the sentence correlates to be set off against one another” (113). [The function it seems is to enable the literary work to unfold in a dynamic way:] “On the level of sentences themselves, the interruption of expected connections may not be of any great significance; however it is paradigmatic of the many processes of focusing and refocusing that take place during the reading of the literary text. This need for readjustment arises primarily from the fact that the aesthetic object has no existence of its own, and can consequently only come into being by way of such processes” (113).

 

 

 

 

 

 

 

Iser, Wolfgang. The Act of Reading: A Theory of Aesthetic Response. London / Henley: Routledge & Kegan Paul, 1978.

 

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16 Aug 2016

Collected summaries of Iser, “The Reading Process: A Phenomenological Approach”

 

by Corry Shores

 

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Collected Summaries for

 

Wolfgang Iser

 

“The Reading Process: A Phenomenological Approach”

 

 

 

 

Brief summary of the whole text:

From a phenomenological point of view, a literary work has three main components: {1} the text itself, which provides the concrete phenomenal givens, {2} the reader who is reading the text itself [and perhaps here it is appropriate to add the author, who crafted the text in a way meant for the reader to have a certain experience], and {3} the ‘virtual’ literary work itself as being the product of the reader’s creative phenomenal collaboration with the author, where the reader contributes the connecting and gap-filling contents to the literary work on the basis of the fragments and intentional gaps that the author provides. In a sense, the literary work lies between the reader and the text and is constituted by the union of the author’s and the reader’s phenomenal consciousnesses. In the reader there are a number of faculties or operations that work together so that the reader’s consciousness can help craft the literary work. One element is their imagination, which brings to their awareness the sensible features of the situations that were left out of from the text’s descriptions. The second element is the structure of time-constituting consciousness, by which the past, present, and future of the story, as it unfolds, is shaped and related by means of shifting interpretations in the present that revise understandings and configurations of the past and revise [previse?] expectations of future events. The third main element is an inferential faculty or activity whereby the connections of the work’s situations and events are configured in an orderly, logical, and coherent way. This cognitive activity is not different from what we bring to bear in everyday life, only in the case of the literary experience, instead of our normal perceptual givens, we instead work with the textual givens. This also means that we learn from our literary experiences in the same way that we learn from our everyday experiences. And literary experience, in this regard, has an advantage over normal experience: when we read a literary text, we adopt the foreign consciousnesses of the author and characters. This forces us to experience things in ways that are normally not part of our everyday palate of experience, and thus we are more apt to learn new valuable things through the literary experience.

 

 

 

 

I

 

 

For any literary work, we have two poles of its reality: the text and the reader. But the literary work itself cannot exist exclusively on either pole. If it is just text without reader, it is meaningless scribbles. But if it is reader without text, then there is nothing in the reader’s mind that is substantially related to that work to begin with. The real literary work, then, is found at the intersection between reader and text, when the reader engages with the text and brings it to life through their imaginative and interpretative activities. This elusive existence of the literary work means that it has a virtual reality rather than a substantial actuality. This also means that readers are not passive receivers of the literary work. Rather, they play an artistic, creative role as well, since they must fill in gaps and add senses, significances, and meanings to the work wherever they are not explicitly given. Writers, then, are often aware of the vital role the reader plays in the creation of the literary work, and so they intentionally leave much out of the text so that the reader may contribute more productively to the work’s realization.

 

 

 

II

 

 

Phenomenologically speaking, to each sentence we read in a literary text there is a mental experience providing conscious content corresponding to that sentence. This content we may call the intentional correlates of the sentence. Each correlate gives us a part of the story’s world. But these parts in sum do not make up that world, because they are not inherently inter-connected within a fully coherent and complete system of facts. Rather, our minds creatively generate that coherence by filling in gaps in the story-world and in its series of events. The way we construct that series of events can be understood in terms of Husserl’s analyses of time consciousness, in which he identified three inter-penetrating layers of our awareness: {a} awareness of current mental contents, or intentions, {b} awareness of passed contents, or retentions, and {c} awareness of future contents, or protentions. In Iser’s terminology, these three are perspectives, recollections, and preintentions, respectively. Just as in our everyday time-constituting consciousness that provides the temporal coherence to our world, this process of story-world realization is under continual modification across all three temporal dimensions as we proceed through the text. For, new events cause us to modify our understanding of past ones and to anticipate certain other ones to come. When we reread a text, we know the outcomes. However, we still constitute the text using the same process, only this second time we see the events under a new light, which alters again with each subsequent rereading.

 

 

 

III

 

 

The literary work of art is not merely an objective given. It arises through the imaginative interaction of the reader with the raw text. It is important for the author to leave out details so that the reader’s imagination is activated and put to the artistically creative task of determining those story features for herself. Thus the exact same text will be imaginatively pictured and conceptually interpreted in different ways by different readers and also in different ways by the same reader upon additional readings. But the reader’s becoming artificially and imaginatively aware  of the perceptible features of the story’s elements is not the only important component of the imaginative literary experience. As well there is the awareness of what would need to be different from the reader’s given reading experience in order instead to have the experience of the story elements. So for example, to read about a mountain that is mentioned in a text involves not only creatively picturing that mountain’s details in one’s own particular way. It also involves becoming aware of what about our current situation (reading the book in a chair, for example) would need to be different in order for us to have the experience of seeing that mountain (as for example realizing the way we would be awed by it and influenced by the other perceptual and emotional components of such an experience.)

 

 

 

IV

 

 

The literary work is created when a reader takes the givens of the text and fashions a coherent world with them. But that fabricated coherence of the fictional world is something open to constant reconfiguration. The author leaves out gaps in the plot and in the descriptions of situations, events, and characters. The reader, then, by using imagination and logical inference, fills in those gaps to generate an interpretation of what they think the author wants the reader to conclude at that point of the text. The reader thus supplies elements that are not given in the text, and since these parts are not given, they can be thought of as illusory. The reader oscillates between a mode of immersing themself in these illusions they fabricate and a mode of standing outside the illusory world to question the viability of its interpretational connections and to reconfigure the world as new inferences compel the reader to believe that alternate interpretations are more appropriate.

 

 

 

V

 

 

When we read a literary text, our interpretations are acts of creation. And they are phenomenological in the sense that we experience what it is like to be a participant in the described situations. But these situations and the characters in them are unfamiliar to us. So when we read, we absorb that unfamiliarity into our own conscious life, as if we are living it for ourselves. By doing so, the reader’s own consciousness is modified in such a way that it is as if it is really the consciousness of the character or of the author. The reader’s own personal subjectivity is placed in the background, while an “alien me” comes into the reader’s direct awareness. By means of this structure, not only do readers, by reading literary works, have new sorts of experiences that they learn from, they also develop their own personalities, as they integrate into their inner lives the lessons and ideas they learned by adopting the foreign consciousness provided by the text.

 

 

 

 

Wolfgang Iser. “The Reading Process: A Phenomenological Approach.” New Literary History 3 (1972): 279-99.

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11 Aug 2016

Iser’s (§4) “The Reading Process: A Phenomenological Approach,” part IV



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[The following is summary. All boldface and parenthetical commentary are my own. You may encounter typos, because proofreading is incomplete. I apologize for the distractions.]



Wolfgang Iser

“The Reading Process: A Phenomenological Approach”

IV


Brief summary:
The literary work is created when a reader takes the givens of the text and fashions a coherent world with them. But that fabricated coherence of the fictional world is something open to constant reconfiguration. The author leaves out gaps in the plot and in the descriptions of situations, events, and characters. The reader, then, by using imagination and logical inference, fills in those gaps to generate an interpretation of what they think the author wants the reader to conclude at that point of the text. The reader thus supplies elements that are not given in the text, and since these parts are not given, they can be thought of as illusory. The reader oscillates between a mode of immersing themself in these illusions they fabricate and a mode of standing outside the illusory world to question the viability of its interpretational connections and to reconfigure the world as new inferences compel the reader to believe that alternate interpretations are more appropriate.


Summary

[Recall from section 3 Iser’s point that the author leaves out details so that the reader, through their creative interaction with the text, pictures those details in their imagination in their own way. This allows the reader to become artificially and imaginatively aware of the perceptible features of the story’s elements. And note also the basic idea of the whole being the sum of the parts in Gestalt theory [see this entry and this one for discussion of Gestalt theory and its role in Merleau-Ponty’s phenomenology. Iser will speak of the gestalt of the literary text. He might mean how the text gives us fragments, and our imaginative interaction with it creates a whole greater than those parts, by filling in the details. Iser then has us consider what he said in section 2. He explained how the tripartite structure of temporal consciousness plays a large role in how we construct a unified literary work through the reader’s creative interaction with the author’s raw text. As new events enter into our intentional awareness of present givenness, we modify, add to, and even revise our understanding of past events in our retentional awareness and shape our vaguer sense of events to come in our protentional awareness. What Iser stresses now about this process is the continuity and unity that this structure of interlocked layers of time consciousness produces.]
The “picturing” that is done by our imagination is only one of the activities through which we form the “gestalt” of a literary text. We have already discussed the process of anticipation and retrospection, and to this we must add the process of grouping together all the different aspects of a text to form the consistency that the reader will always be in search of. While expectations may be continually modified, and images continually expanded, the reader will still strive, even if unconsciously, to fit everything together in a consistent pattern. “In | the reading of images, as in the hearing of speech, it is always hard to distinguish what is given to us from what we supplement in the process of projection which is triggered off by recognition ... it is the guess of the beholder that tests the medley of forms and colours for coherent meaning, crystallizing it into shape when a consistent interpretation has been found.”12 By grouping together the written parts of the text, we enable them to interact, we observe the direction in which they are leading us, and we project onto them the consistency which we, as readers, require.
[Footnote 12 (quoting): 12 E. H. Gombrich, Art and Illusion (London, 1962), p. 2o4.]
(Iser 288-289)

[Iser’s next point is that this gestalt process of creating the text involves illusions created in the mind of the reader. I am not entirely sure I understand, but he might be saying that not only does the reader invent these imaginary worlds, but they also may potentially have a pathological element to them. For, one might escape from the real world around them into their illusory make-believe world in their minds. (The following quotation continues the prior paragraph, then includes the next one.)]
This “gestalt” must inevitably be colored by our own characteristic selection process. For it is not given by the text itself; it arises from the meeting between the written text and the individual mind of the reader with its own particular history of experience, its own consciousness, its own outlook. The “gestalt” is not the true meaning of the text; at best it is a configurative meaning; “... comprehension is an individual act of seeing-things-together, and only that.”13 With a literary text such comprehension is inseparable from the reader's expectations, and where we have expectations, there too we have one of the most potent weapons in the writer's armory – illusion.
 
Whenever “consistent reading suggests itself ... illusion takes over.”14 Illusion, says Northrop Frye, is “fixed or definable, and reality is at best understood as its negation.”15 The “gestalt” of a text normally takes on (or, rather, is given) this fixed or definable outline, as this is essential to our own understanding, but on the other hand, if reading were to consist of nothing but an uninterrupted building up of illusions, it would be a suspect, if not downright dangerous, process: instead of bringing us into contact with reality, it would wean us away from realities. Of course, there is an element of “escapism” in all literature, resulting from this very creation of illusion, but there are some texts which offer nothing but a harmonious world, purified of all contradiction and deliberately excluding anything that might disturb the illusion once established, and these are the texts that we generally do not like to classify as literary. Women's magazines and the brasher forms of detective story might be cited as examples.
[Footnotes 13-15 (quoting, and note footnote 14 references: E. H. Gombrich, Art and Illusion (London, 1962)):
13 Louis O. Mink, “History and Fiction as Modes of Comprehension,” New Literary History, I (1970), 553.
14 Gombrich, p. 278.
15 Northrop Frye, Anatomy of Criticism (New York, 1967), pp. 169 f.]





(Iser 289)

[I am still not entirely sure I know what Iser means by ‘illusion’. From what he says now, illusion might be the reader breaking even from the constricting influences of the given text and instead imagining things unguided by that text. I am puzzled here, so please be sure to read the quoted text to follow. What I gather from this paragraph is the following. The text gives us certain details. We add our own. What is our own creation could be illusory. This illusory element is what fills in missing parts in the text. Thus we need the illusory components in order to create a coherent phenomenal world for the literary work. The text itself suggests many interpretations and configurations. But we choose one, which is based largely on this illusory element. He writes: “The text provokes certain expectations which in turn we project onto the text in such a way that we reduce the polysemantic possibilities to a single interpretation in keeping with the expectations aroused, thus extracting an individual, configurative meaning. The polysemantic nature of the text and the illusion-making of the reader are opposed factors” (289). Let me quote as the ideas here are not yet entirely clear in my mind.]
However, even if an overdose of illusion may lead to triviality, this does not mean that the process of illusion-building should ideally be dispensed with altogether. On the contrary, even in texts that appear to resist the formation of illusion, thus drawing our attention to the | cause of this resistance, we still need the abiding illusion that the resistance itself is the consistent pattern underlying the text. This is especially true of modern texts, in which it is the very precision of the written details which increases the proportion of indeterminacy; one detail appears to contradict another, and so simultaneously stimulates and frustrates our desire to “picture,” thus continually causing our imposed “gestalt” of the text to disintegrate. Without the formation of illusions, the unfamiliar world of the text would remain unfamiliar; through the illusions, the experience offered by the text becomes accessible to us, for it is only the illusion, on its different levels of consistency, that makes the experience “readable.” If we cannot find (or impose) this consistency, sooner or later we will put the text down. The process is virtually hermeneutic. The text provokes certain expectations which in turn we project onto the text in such a way that we reduce the polysemantic possibilities to a single interpretation in keeping with the expectations aroused, thus extracting an individual, configurative meaning. The polysemantic nature of the text and the illusion-making of the reader are opposed factors. If the illusion were complete, the polysemantic nature would vanish; if the polysemantic nature were all-powerful, the illusion would be totally destroyed. Both extremes are conceivable, but in the individual literary text we always find some form of balance between the two conflicting tendencies. The formation of illusions, therefore, can never be total, but it is this very incompleteness that in fact gives it its productive value.
(290)

Iser’s next point is that literary works can never be made rigidly and unchangeably coherent. The reader might try to fix a meaning to every word. But still, certain parts of the text will create tensions in the reader’s mind that will cause them to reconsider the way they have cohered the parts together.
With regard to the experience of reading, Walter Pater once observed: “For to the grave reader words too are grave; and the ornamental word, the figure, the accessory form or colour or reference, is rarely content to die to thought precisely at the right moment, but will inevitably linger awhile, stirring a long ‘brainwave’ behind it of perhaps quite alien associations.”16 Even while the reader is seeking a consistent pattern in the text, he is also uncovering other impulses which cannot be immediately integrated or will even resist final integration. Thus the semantic possibilities of the text will always remain far richer than any configurative meaning formed while reading. But this impression is, of course, only to be gained through reading the text. Thus the configurative meaning can be nothing but a pars pro toto fulfilment of the text, and yet this fulfilment gives rise to the very richness which it seeks to restrict, and indeed in some modern texts, our | awareness of this richness takes precedence over any configurative meaning.
[Footnote 16 (quoting): 16 Walter Pater, Appreciations (London, I92o), p. 18.]
(Iser 289-290)

 
[So we configure the literary work by means of the illusions that fill in the gaps. But by doing so, we produce “alien associations” that undermine the integrity of the work’s configured unity.]
This fact has several consequences which, for the purpose of analysis, may be dealt with separately, though in the reading process they will all be working together. As we have seen, a consistent, configurative meaning is essential for the apprehension of an unfamiliar experience, which through the process of illusion-building we can incorporate in our own imaginative world. At the same time, this consistency conflicts with the many other possibilities of fulfillment it seeks to exclude, with the result that the configurative meaning is always accompanied by “alien associations” that do not fit in with the illusions formed. The first consequence, then, is the fact that in forming our illusions, we also produce at the same time a latent disturbance of these illusions. Strangely enough, this also applies to texts in which our expectations are actually fulfilled – though one would have thought that the fulfilment of expectations would help to complete the illusion. “Illusion wears off once the expectation is stepped up; we take it for granted and want more.”17
[Footnote 17 (quoting, and not it references: E. H. Gombrich, Art and Illusion (London, 1962)): Gombrich, p. 54.]
(291)

 
[Iser then notes that were it not obvious that we in a sense are living in an illusory world while reading, then we might never know that the world we are dwelling in is false. But because the text is never completely made coherent, we are constantly reminded that the illusion cannot be so, as its integrity is continually under question. Iser seems to be saying that we oscillate between participating in the illusions and standing away from them and examining them.]
The experiments in “gestalt” psychology referred to by Gombrich in Art and Illusion make one thing clear: “. . . though we may be intellectually aware of the fact that any given experience must be an illusion, we cannot, strictly speaking, watch ourselves having an illusion.”18 Now, if illusion were not a transitory state, this would mean that we could be, as it were, permanently caught up in it. And if reading were exclusively a matter of producing illusion-necessary though this is for the understanding of an unfamiliar experience-we should run the risk of falling victim to a gross deception. But it is precisely during our reading that the transitory nature of the illusion is revealed to the full. As the formation of illusions is constantly accompanied by “alien associations” which cannot be made consistent with the illusions, the reader constantly has to lift the restrictions he places on the “meaning” of the text. Since it is he who builds the illusions, he oscillates between involvement in and observation of those illusions; he opens himself to the unfamiliar world without being imprisoned in it. Through this process the reader moves into the presence of the fictional world and so experiences the realities of the text as they happen.
[Footnote 18 (quoting, and note it references: E. H. Gombrich, Art and Illusion (London, 1962)): 18 Ibid., p. 5.]
(291)

 
[Iser’s next point seems to be the following. We oscillate between these two modes of participating in the illusions, and taking them as if they were real, and of questioning them on the basis of the alien associations that question the integrity of the cohesion of the illusory world. In order for the reading process to work, we need both. I am not sure why, but were we to remain in the illusion, we would not realize that we are actually constructing a literary work. But were we to only remain outside that illusory world, we would be unable to perform the constructive operations in which we generate illusory cohesive elements. Iser speaks of a balancing of these two modes, but I am not sure what that is. It does not seem to be giving equal time to both modes, because he says that the balancing is problematic in that it threatens the uniqueness of each mode, if I read him well. So the balancing might be some kind of hybrid operation. But were that the case, I would not know what that would be. Perhaps it would be like having one part of our awareness making and believing the illusion and another part of our awareness questioning the integrity of those illusory cohesions. I am not sure, because I do not know why that would be problematic. So you will have to discern the meaning from the quote below. Iser then gives a quote from B. Ritchie that is about the importance of surprise. Iser’s point in using the quote seems to be that we need both to create expectations (which would involve the illusory element) and we need to have those expectations defied (which would cause us to notice that the illusory cohesion that we have given the world is fragile). ]
In the oscillation between consistency and “alien associations,” between involvement in and observation of the illusion, the reader is bound to conduct his own balancing operation, and it is this that forms the aesthetic experience offered by the literary text. However, | if the reader were to achieve a balance, obviously he would then no longer be engaged in the process of establishing and disrupting consistency. And since it is this very process that gives rise to the balancing operation, we may say that the inherent non-achievement of balance is a prerequisite for the very dynamism of the operation. In seeking the balance we inevitably have to start out with certain expectations, the shattering of which is integral to the aesthetic experience.
Furthermore, to say merely that “our expectations are satisfied” is to be guilty of another serious ambiguity. At first sight such a statement seems to deny the obvious fact that much of our enjoyment is derived from surprises, from betrayals of our expectations. The solution of this paradox is to find some ground for a distinction between “surprise” and “frustration.” Roughly, the distinction can be made in terms of the effects which the two kinds of experiences have upon us. Frustration blocks or checks activity. It necessitates new orientation for our activity, if we are to escape the cul de sac. Consequently, we abandon the frustrating object and return to blind impulsive activity. On the other hand, surprise merely causes a temporary cessation of the exploratory phase of the experience, and a recourse to intense contemplation and scrutiny. In the latter phase the surprising elements are seen in their connection with what has gone before, with the whole drift of the experience, and the enjoyment of these values is then extremely intense. Finally, it appears that there must always be some degree of novelty or surprise in all these values if there is a progressive specification of the direction of the total act . . . and any aesthetic experience tends to exhibit a continuous interplay between “deductive” and “inductive” operation.19
[Footnote 19 (quoting): B. Ritchie, “The Formal Structure of the Aesthetic Object,” The Problems of Aesthetics, ed. by Eliseo Vivas and Murray Krieger (New York, 1965), pp. 230. ]
(Iser 291-292)

[Iser will build from this notion of the deductive and inductive operations involved in reading a literary text. I am not exactly sure I know what is meant by these terms. But, the inductive seems to be how we create expectations on the basis of what has happened. For example, we get evidence that a character is selfish. So in certain situations we expect them to act selfishly. Then, perhaps they do not act selfishly. We then perhaps use deduction somehow to realize that they only act selfishly for certain reasons, but deep down they prioritize other people’s interests. So now we use induction to expect them to behave selfishly in public but selflessly in private. I am just guessing. His next point is very interesting. He notes how deduction and induction take givens and draw inferences that generate coherence in the literary work. Since the inferred elements are not given, that means they are “unformulated” parts of the work that the reader formulates by means of these inferential operations. But, although the author left these inferred parts unformulated, they still gave the explicit givens on which the inferences are made. Thus we can think of these unformulated inferred parts as expressing certain “intentions” of the text. It is interesting here how that middle ground of the literary work is described by means of this inferential nature. The author gives clues with the intention that the reader follows one or another possible road of interpretation, and the reader chooses those roads and fashions the story along them in their own way, even though the author never paved these roads of possible interpretation. Iser’s last point in this paragraph is similar to the one he has been making. It is by inference that we construct these coherative interpretations. But since these inferences are never based on conclusive evidence nor do they produce conclusive interpretations, this inferential activity is also a source of the freedom of the reader to construct the work their own way.]
It is this interplay between “deduction” and “induction” that gives rise to the configurative meaning of the text, and not the individual expectations, surprises, or frustrations arising from the different perspectives. Since this interplay obviously does not take place in the text itself, but can only come into being through the process of reading, we may conclude that this process formulates something that is unformulated in the text, and yet represents its “intention.” Thus, by reading, we uncover the unformulated part of the text, and this very indeterminacy is the force that drives us to work out a configurative meaning while at the same time giving us the necessary degree of freedom to do so.
(292)

Iser then notes the dynamic involved in reading where significances shift. We have some interpretation that is later threatened by some other possible way of interpreting some element in the story. [Iser says that elements change their significance as other possibilities emerge and then come to our awareness. So in our example before of the selfish character, perhaps there were some ambiguous situations at first which hinted at her true selfless nature, and gradually those suggestions become real possibilities until we finally decide that they are the truth of the character.] Iser then says that this element of flexible significance is what makes novels true to life. [I am not sure what his final point is. It might be the following. The situations in the story are foreign to our actual life experience. But since we oscillate between immersing ourselves in this illusory world and standing outside it to evaluate it, this allows us to bring those illusory story events into our actual life. I am not sure that I have that right. But in the case of the selfish character, we might not know such a person, but by constructing her and seeing how such a personality is possible, we might start wondering if other seemingly selfish people in our own lives are really just hiding their true selfless inner nature. Let me quote so you can judge.]
As we work out a consistent pattern in the text, we will find our | “interpretation” threatened, as it were, by the presence of other possibilities of “interpretation,” and so there arise new areas of indeterminacy (though we may only be dimly aware of them, if at all, as we are continually making “decisions” which will exclude them). In the course of a novel, for instance, we sometimes find that characters, events, and backgrounds seem to change their significance; what really happens is that the other “possibilities” begin to emerge more strongly, so that we become more directly aware of them. Indeed, it is this very shifting of perspectives that makes us feel a novel is that much more “true-to-life.” Since it is we ourselves who establish the levels of interpretation and switch from one to another as we conduct our balancing operation, we ourselves impart to the text the dynamic lifelikeness which, in turn, enables us to absorb an unfamiliar experience into our personal world.
(292-293)

Iser then reviews the ideas so far. As we read, we oscillate between generating coherence in the text by means of illusions and breaking those illusions when they no longer hold up to scrutiny. We do so by means of inference on the basis of data, which are fixed points or givens in the text itself. These inferences are part of our effort to provide an interpretation of the how all these givens fit together in the way that we think the author intended them to be configured. In this way, the act of reading is one of recreation of the author’s creative act.
As we read, we oscillate to a greater or lesser degree between the building and the breaking of illusions. In a process of trial and error, we organize and reorganize the various data offered us by the text. These are the given factors, the fixed points on which we base our “interpretation,” trying to fit them together in the way we think the author meant them to be fitted. “For to perceive, a beholder must create his own experience. And his creation must include relations comparable to those which the original producer underwent. They are not the same in any literal sense. But with the perceiver, as with the artist, there must be an ordering of the elements of the whole that is in form, although not in details, the same as the process of organization the creator of the work consciously experienced. Without an act of recreation the object is not perceived as a work of art.”20
[Footnote 20 (quoting): John Dewey, Art as Experience (New York, 1958), p. 54.
(293)

Iser then notes that this constructive reading process operates in part by the interruptions that break the flow of interpretations. We at one point might be looking forward to what happens next, then suddenly we look back at what happened some time before. We form expectations, then they are defied by events that transpire. [Iser then says that there are two main structural components in this process. On the one hand, there are the structures which produce our sense of familiarity in the experience. He says that familiar literary patterns or recurrent literary themes, along with allusions to familiar social and historical contexts, are what constitute this structural element. So perhaps an example of a literary pattern might be certain notions about the way characters are designed and presented, which lead us to expect an antagonist to emerge at some point. And maybe the references to certain things in real life make us have other sorts of expectations about the situations and people’s behavior in them. The other structural part are the techniques the author uses to interject the unfamiliar into the familiar. I am not exactly sure how this works from Iser’s description. The effect is that the reader is defamiliarized from what was recognized. Iser says this somehow intensifies the reader’s expectations, but I am not sure how. He also says that the reader builds distrust in those expectations. This point is more obvious, as he is talking about operations in the text that cause one to question their own interpretations and expectations. I do not follow Iser’s next point so well. He says that another way we are made to be defamiliarized with respect to the story’s contents is by means of narrative techniques that create links between things we find difficult to connect. And this forces us to reconsider data that we previously found straightforward. He gives as his example an unreliable narrator, “whereby the author himself takes part in the narrative, thus establishing perspectives which would not have arisen out of the mere narration of the events described” (294). I am not familiar enough with this notion to understand exactly what he means. He later says that such a narrator “may act in permanent opposition to the impressions we might otherwise form” (294). The effect of this sort of unreliable narrator is that we come to question what he tells us all while at the same time it is all we have to construct our interpretation, and this enhances the illusion-forming and illusion-breaking pattern of reading. (In the paragraph after this one, Iser will give us an example.)]
The act of recreation is not a smooth or continuous process, but one which, in its essence, relies on interruptions of the flow to render it efficacious. We look forward, we look back, we decide, we change our decisions, we form expectations, we are shocked by their nonfulfilment, we question, we muse, we accept, we reject; this is the dynamic process of recreation. This process is steered by two main structural components within the text: first, a repertoire of familiar literary patterns and recurrent literary themes, together with allusions to familiar social and historical contexts; second, techniques or strategies used to set the familiar against the unfamiliar. Elements of the repertoire are continually backgrounded or foregrounded with a resultant strategic overmagnification, trivialization, or even annihilation of the allusion. This defamiliarization of what the reader thought he | recognized is bound to create a tension that will intensify his expectations as well as his distrust of those expectations. Similarly, we may be confronted by narrative techniques that establish links between things we find difficult to connect, so that we are forced to reconsider data we at first held to be perfectly straightforward. One need only mention the very simple trick, so often employed by novelists, whereby the author himself takes part in the narrative, thus establishing perspectives which would not have arisen out of the mere narration of the events described. Wayne Booth once called this the technique of the “unreliable narrator,”21 to show the extent to which a literary device can counter expectations arising out of the literary text. The figure of the narrator may act in permanent opposition to the impressions we might otherwise form. The question then arises as to whether this strategy, opposing the formation of illusions, may be integrated into a consistent pattern, lying, as it were, a level deeper than our original impressions. We may find that our narrator, by opposing us, in fact turns us against him and thereby strengthens the illusion he appears to be out to destroy; alternatively, we may be so much in doubt that we begin to question all the processes that lead us to make interpretative decisions. Whatever the cause may be, we will find ourselves subjected to this same interplay of illusion-forming and illusion-breaking that makes reading essentially a recreative process.
[Footnote 21 (quoting): 21 Cf. Wayne C. Booth, The Rhetoric of Fiction (Chicago, 1963), pp. 21 ff., 339 ff.]
(293-294)

Iser then provides an example from Joyce’s Ulysses. [I have not read this book yet, and I do not know the part Iser refers to. Apparently at one point Bloom’s cigar somehow alludes to Ulysses’ spear, but also somehow there is a narrative technique that makes them seem as if they are identical. Iser said in the prior paragraph that “we may be confronted by narrative techniques that establish links between things we find difficult to connect”. So here he gives an example. It illustrates how the text presents challenges to creating consistent interpretations that we can feel certain about.]
We might take, as a simple illustration of this complex process, the incident in Joyce’s Ulysses in which Bloom’s cigar alludes to Ulysses’s spear. The context (Bloom’s cigar) summons up a particular element of the repertoire (Ulysses’s spear); the narrative technique relates them to one another as if they were identical. How are we to “organize” these divergent elements, which, through the very fact that they are put together, separate one element so clearly from the other? What are the prospects here for a consistent pattern? We might say that it is ironic-at least that is how many renowned Joyce readers have understood it.22 In this case, irony would be the form of organization that integrates the material. But if this is so, what is the object of the irony? Ulysses's spear, or Bloom’s cigar? The uncertainty surrounding this simple question already puts a strain on the consistency we have established, and indeed begins to puncture it, especially when other problems make themselves felt as regards the remarkable conjunction | of spear and cigar. Various alternatives come to mind, but the variety alone is sufficient to leave one with the impression that the consistent pattern has been shattered. And even if, after all, one can still believe that irony holds the key to the mystery, this irony must be of a very strange nature; for the formulated text does not merely mean the opposite of what has been formulated. It may even mean something that cannot be formulated at all. The moment we try to impose a consistent pattern on the text, discrepancies are bound to arise. These are, as it were, the reverse side of the interpretative coin, an involuntary product of the process that creates discrepancies by trying to avoid them. And it is their very presence that draws us into the text, compelling us to conduct a creative examination not only of the text, but also of ourselves.
[Footnote 22 (quoting): 22 Richard Ellmann, “Ulysses. The Divine Nobody,” Twelve Original Essays on Great English Novels, ed. by Charles Shapiro (Detroit 1960), p. 247, classified this particular allusion as “mock-heroic.”]
(294-295)

[Iser then notes something particularly important for the experience of literary texts, but I am not sure I have it right. It seems to be that when we read a text, exactly how it operates on us personally will not be immediately obvious, but the fact that it does effect us will be apparent. For this reason, after finishing a novel, we will want to discuss it, so that we can come to be more aware of how it is affecting us. So there is an unconscious element to our participation in the work, and literary criticism is one way to bring that unconscious element to light.]
This entanglement of the reader is, of course, vital to any kind of text, but in the literary text we have the strange situation that the reader cannot know what his participation actually entails. We know that we share in certain experiences, but we do not know what happens to us in the course of this process. This is why, when we have been particularly impressed by a book, we feel the need to talk about it; we do not want to get away from it by talking about it – we simply want to understand more clearly what it is that we have been entangled in. We have undergone an experience, and now we want to know consciously what we have experienced. Perhaps this is the prime usefulness of literary criticism – it helps to make conscious those aspects of the text which would otherwise remain concealed in the subconscious; it satisfies (or helps to satisfy) our desire to talk about what we have read.
(295)

Iser then restates his point that the literary work is created by means of evoking the familiar in the reader’s mind then also negating the familiar that is established. [In real life, we gain experience by having our expectations defied. That is now we learn new things. Thus] the process inherent to the literary work “reflects the process by which we gain experience” (295). [The next idea is harder for me to discern. He seems to be saying that we can have an immediate experience of the text as soon as we take the experience it gives us as being what is really present to our experiencing. But let me quote as I do not know exactly what he means there.]
The efficacy of a literary text is brought about by the apparent evocation and subsequent negation of the familiar. What at first seemed to be an affirmation of our assumptions leads to our own rejection of them, thus tending to prepare us for a re-orientation. And it is only when we have outstripped our preconceptions and left the shelter of the familiar that we are in a position to gather new experiences. As the literary text involves the reader in the formation of illusion and the simultaneous formation of the means whereby the illusion is punctured, reading reflects the process by which we gain experience. Once the reader is entangled, his own preconceptions are continually overtaken, so that the text becomes his “present” whilst his own ideas fade into the “past;” as soon as this happens he is open to the immediate experience of the text, which was impossible so long as his preconceptions were his “present.”
(295)
 



From:
Wolfgang Iser. “The Reading Process: A Phenomenological Approach.” New Literary History 3 (1972): 279-99.

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